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Compliance Finance Manager Jobs in Yonkers





Job info
 
Company
Location
New York City, NY
Posted Date
May 03, 18
Info Source
Employer  - Full-Time   
Total Views
5

Securities Network Manager','0000AZC2','!*!HSBC’s Network Management function (N2MI) is ... are consistent with regulatory and compliance requirements, in line with HSBC ... trip notes for inspection by Compliance and auditors Operational..

 
Location
New York City, NY
Posted Date
May 04, 18
Info Source
Employer  - Full-Time   
Total Views
3

Manager - Compliance Program Governance Sector: Asset Management ... Management Sub Sector: Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Manager - Compliance Program Governance will be responsible ... for..

 
Company
Location
New York City, NY
Posted Date
May 09, 18
Info Source
Employer  - Full-Time  90  
Total Views
1

... -Environment DEPARTMENT DESCRIPTION The SGUS Compliance Department monitors the corporate banking, ... SGUS and reports on the compliance risks and issues to SGUS ... issues to SGUS and Global..

 
Location
New York City, NY
Posted Date
May 10, 18
Info Source
Employer  - Full-Time   
Total Views
4

Compliance - Records Management Program Manager - Associate','180046948','!*!JPMorgan Chase & Co. ... is available at http://www.jpmorganchase.com/. Our Compliance Function With a diverse team ... With a diverse team of Compliance..

 
Location
New York City, NY
Posted Date
May 11, 18
Info Source
Employer  - Full-Time   
Total Views
3

Full-time / Part-time Full-time Employee Status Regular Overtime Status Exempt Job Type Experienced Travel Yes, 50 % of the Time Shift Day Job Overview: The Regional, Community, and Foreign Institution (RCFI) ..

 
Location
New York City, NY
Posted Date
May 11, 18
Info Source
Employer  - Full-Time   
Total Views
8

Supervisory Manager in Community Banking Organizations - ... - Regional, Foreign, and Consumer Compliance (RCFI) - Supervision','255550','Federal Reserve Bank ... policies and procedures for maintaining compliance with laws and regulations;..

 
Company
Location
New York City, NY
Posted Date
May 12, 18
Info Source
Employer  - Full-Time   
Total Views
5

... in credit risk, group risk, finance, marketing, human relations, and the ... a strong risk mitigating and compliance-driven culture which firmly establishes those ... Market, Financial Crimes, Operational, Regulatory..

 
Company
Location
New York City, NY
Posted Date
May 12, 18
Info Source
Employer  - Full-Time   
Total Views
3

... unique skills and experience. Enterprise Finance & Information Technology offers technology ... appetite. The PVSI Divisional Risk Manager 4 will lead the planning ... of the EIT Divisional Risk..

 
Company
Location
Purchase, NY
Posted Date
May 15, 18
Info Source
Employer  - Full-Time   
Total Views
16

Corporate Equity Solutions Operational Risk Manager & Complex Risk Officer Sector: ... partnership with business managers, Legal, Compliance, Operations and Technology. As a ... procedures, manages Internal Audits and Compliance..

 
Company
Location
New York City, NY
Posted Date
May 12, 18
Info Source
Employer  - Full-Time   
Total Views
3

... with LOB operations, risk, and compliance team members, Wholesale Group Risk ... particular Financial Crimes Risk & Compliance), Enterprise Financial Crimes Risk Management, ... Risk Baseline and Portfolio Assessment..

 
Company
Location
North Bergen, NJ
Posted Date
May 12, 18
Info Source
Recruiter  - Full-Time   
Total Views
1

Manager of External Financial Reporting & ... External Financial Reporting & SOX Compliance Page Group • North Bergen ... using natural ingredients Description The Manager of External Financial Reporting &..

 
Company
Location
New York City, NY
Posted Date
May 18, 18
Info Source
Employer  - Full-Time   
Total Views
5

Director, Financial Crime Compliance Sector: Asset Management Risk Type: ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance BlackRock helps investors build better ... . Job Description: Legal and Compliance..

 
Job title
Company
Location
New York City, NY
Posted Date
May 20, 18
Info Source
Recruiter  - Full-Time   
Total Views
7

IT Systems Manager Page Group • New York ... independently on small /medium size Compliance IT Initiatives in the Asset ... independently on small /medium size Compliance IT Initiatives in..

 
Company
UBS
Location
Union City, NJ
Posted Date
May 22, 18
Info Source
Employer  - Full-Time   
Total Views
3

... well organized? The Business Risk Manager will drive front-to-back operating effectiveness ... strong partnership with legal & compliance partners to ensure the CIAS ... support functions including COO, Risk,..

 
Company
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer  - Full-Time   
Total Views
6

AVP Senior Regulatory Compliance Officer, Equities, Derivatives and Futures ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Surveillance roles are responsible for ... internal market misconduct breaches to Compliance..

 
Company
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer  - Full-Time   
Total Views
1

... business (LOB), operations, risk, and compliance team members, Wholesale Group Risk ... particular Financial Crimes Risk & Compliance), Enterprise Financial Crimes Risk Management, ... LOBs and Customers. Operational Risk..

 
Company
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer  - Full-Time   
Total Views
4

... Director, Licensing Governance, Audit and Compliance The Location: New York, New ... comprehensive licensing, governance, audit and compliance framework around the ratings data ... in licensing governance, audit and..

 
Company
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer  - Full-Time   
Total Views
9

Vice President, Senior Manager Regulatory Compliance Officer, Foreign Exchange and Futures','0000B41R','!*!Serves ... and Futures','0000B41R','!*!Serves as a Local Compliance Officer for Businesses in Markets ... Exchange and Futures, providing regulatory compliance..

 
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer  - Full-Time   
Total Views
2

BGC Financial, L.P: VP-Compliance Manager: Overview: Jobholder will work as ... work as part of the Compliance team reporting to the CCO ... internal departments including IT, Operations, Compliance and..

 
Company
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Recruiter  - Full-Time   
Total Views
5

... Investigations professional and an OFAC Compliance analyst. The role will be ... will be involved with OFAC/Sanctions compliance policy improvement and creation, as ... 3 years experience in OFAC/Sanctions..

 
Company
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer  - Full-Time   
Total Views
1

... Treasury, Merchant and Payment Services Compliance and Operational Risk (TMPSCOR). This ... successful candidate will possess strong compliance risk management and leadership skills ... responsibilities of the PVSI Group..

 
Job title
GRANTED JOB
Company
ICS
Location
Newark, NJ
Posted Date
May 24, 18
Info Source
Recruiter  - Full-Time   
Total Views
15

... training on wide range of compliance topics. Must be able to ... OFAC issues, on strategic legal, compliance and regulatory risks and issues. ... our Client build a successful..

 
Company
Location
New York City, NY
Posted Date
May 24, 18
Info Source
Employer  - Full-Time   
Total Views
3

... business (LOB), operations, risk, and compliance team members, the Wholesale Group ... particular Financial Crimes Risk & Compliance), Enterprise Financial Crimes Risk Management, ... an experienced, forward-thinking Financial Crimes..

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