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Securities Network Manager','0000AZC2','!*!HSBC’s Network Management function (N2MI) is ... are consistent with regulatory and compliance requirements, in line with HSBC ... trip notes for inspection by Compliance and auditors Operational..
Manager - Compliance Program Governance Sector: Asset Management ... Management Sub Sector: Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Manager - Compliance Program Governance will be responsible ... for..
... -Environment DEPARTMENT DESCRIPTION The SGUS Compliance Department monitors the corporate banking, ... SGUS and reports on the compliance risks and issues to SGUS ... issues to SGUS and Global..
Compliance - Records Management Program Manager - Associate','180046948','!*!JPMorgan Chase & Co. ... is available at http://www.jpmorganchase.com/. Our Compliance Function With a diverse team ... With a diverse team of Compliance..
Full-time / Part-time Full-time Employee Status Regular Overtime Status Exempt Job Type Experienced Travel Yes, 50 % of the Time Shift Day Job Overview: The Regional, Community, and Foreign Institution (RCFI) ..
Supervisory Manager in Community Banking Organizations - ... - Regional, Foreign, and Consumer Compliance (RCFI) - Supervision','255550','Federal Reserve Bank ... policies and procedures for maintaining compliance with laws and regulations;..
... in credit risk, group risk, finance, marketing, human relations, and the ... a strong risk mitigating and compliance-driven culture which firmly establishes those ... Market, Financial Crimes, Operational, Regulatory..
... unique skills and experience. Enterprise Finance & Information Technology offers technology ... appetite. The PVSI Divisional Risk Manager 4 will lead the planning ... of the EIT Divisional Risk..
Corporate Equity Solutions Operational Risk Manager & Complex Risk Officer Sector: ... partnership with business managers, Legal, Compliance, Operations and Technology. As a ... procedures, manages Internal Audits and Compliance..
... with LOB operations, risk, and compliance team members, Wholesale Group Risk ... particular Financial Crimes Risk & Compliance), Enterprise Financial Crimes Risk Management, ... Risk Baseline and Portfolio Assessment..
Manager of External Financial Reporting & ... External Financial Reporting & SOX Compliance Page Group • North Bergen ... using natural ingredients Description The Manager of External Financial Reporting &..
Director, Financial Crime Compliance Sector: Asset Management Risk Type: ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance BlackRock helps investors build better ... . Job Description: Legal and Compliance..
IT Systems Manager Page Group • New York ... independently on small /medium size Compliance IT Initiatives in the Asset ... independently on small /medium size Compliance IT Initiatives in..
... well organized? The Business Risk Manager will drive front-to-back operating effectiveness ... strong partnership with legal & compliance partners to ensure the CIAS ... support functions including COO, Risk,..
AVP Senior Regulatory Compliance Officer, Equities, Derivatives and Futures ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Surveillance roles are responsible for ... internal market misconduct breaches to Compliance..
... business (LOB), operations, risk, and compliance team members, Wholesale Group Risk ... particular Financial Crimes Risk & Compliance), Enterprise Financial Crimes Risk Management, ... LOBs and Customers. Operational Risk..
... Director, Licensing Governance, Audit and Compliance The Location: New York, New ... comprehensive licensing, governance, audit and compliance framework around the ratings data ... in licensing governance, audit and..
Vice President, Senior Manager Regulatory Compliance Officer, Foreign Exchange and Futures','0000B41R','!*!Serves ... and Futures','0000B41R','!*!Serves as a Local Compliance Officer for Businesses in Markets ... Exchange and Futures, providing regulatory compliance..
BGC Financial, L.P: VP-Compliance Manager: Overview: Jobholder will work as ... work as part of the Compliance team reporting to the CCO ... internal departments including IT, Operations, Compliance and..
... Investigations professional and an OFAC Compliance analyst. The role will be ... will be involved with OFAC/Sanctions compliance policy improvement and creation, as ... 3 years experience in OFAC/Sanctions..
... Treasury, Merchant and Payment Services Compliance and Operational Risk (TMPSCOR). This ... successful candidate will possess strong compliance risk management and leadership skills ... responsibilities of the PVSI Group..
... training on wide range of compliance topics. Must be able to ... OFAC issues, on strategic legal, compliance and regulatory risks and issues. ... our Client build a successful..
... business (LOB), operations, risk, and compliance team members, the Wholesale Group ... particular Financial Crimes Risk & Compliance), Enterprise Financial Crimes Risk Management, ... an experienced, forward-thinking Financial Crimes..